MICHAEL P. MILLS, District Judge.
This cause comes before the court on defendants' motion for summary judgment, pursuant to FED.R.CIV.P. 56. Plaintiff has responded in opposition to the motion, and the court, having considered the memoranda and submissions of the parties, concludes that it should be granted as to plaintiff's sole federal claim and that the court should decline to exercise supplemental jurisdiction over plaintiff's remaining state law claims.
This is a wrongful termination case, based upon both federal and state law, in which the parties' versions of why the plaintiff was not rehired differ greatly. The parties do agree that plaintiff was hired as the Walls police chief in January 2010 and that, in July 2013, the town's board of aldermen voted not to re-appoint him to that position. That aside, the parties' versions of the facts of this case differ significantly. Defendants characterize plaintiff as a dishonest and erratic man who lied about his certification to obtain and retain his position, committed various misconduct during his tenure, and engaged in a sustained campaign of harassment against town employees after he lost his job. Defendants devote several pages of their brief to the evidence which, they claim, supports this characterization of plaintiff. In the opening paragraph of their summary judgment brief, for example, defendants write that:
[Defendants' brief at 1].
Plaintiff disputes defendants' unflattering characterizations of him to varying degrees.
Defendants contend that the board's decision not to re-appoint plaintiff in July 2013 came about as a result of issues involving e-mails, but of a different sort. Specifically, defendants assert that when plaintiff, apparently a rather computer-saavy individual, was asked to delete emails of the outgoing mayor, he improperly read one of them relating to him:
[Defendants' brief at 4].
In their brief, defendants emphasize that the board voted not to re-appoint plaintiff very shortly after this incident and that his reading of the e-mail was discussed at the meeting where the decision was made:
[Defendants' brief at 4]. For his part, plaintiff does not deny that he read the email in question, but he argues that, in light of his overall record as police chief, the incident did not warrant termination. Specifically, plaintiff writes that:
[Plaintiff's brief at 13].
Plaintiff contends that the real reason for his firing was that he rebuffed pressure from Ray and Patti Denison, who served as alderman and mayor respectively, to make a DUI arrest against their friend Charles Pryor "go away." Plaintiff notes that "Pryor has been hired to do construction work many times by Defendant Ray Denison and has known Defendant Patti Denison as long as he has known Defendant Ray Denison," and he asserts that this relationship led the Denisons to intervene on his behalf. In his brief, plaintiff describes the pressure he allegedly received from the Denisons as follows:
[Plaintiff's brief at 5].
For their part, defendants provide a much more benign description of the Denisons' actions, which they characterize as simple inquiries regarding the punishment that Pryor might be facing. Defendants describe these alleged inquiries as follows:
[Defendants' brief at 3].
In response, plaintiff argues that he refused to intervene on Pryor's behalf because of his desire to follow the law and protect the public from a known drunk. Defendants deny that there was even a request made for plaintiff to intervene, but they argue that Pryor was a personal enemy of plaintiff's, and they appear to imply that it was the bad blood between the two men, rather than any public concerns, which led plaintiff to want to see him convicted. In his brief, plaintiff agrees that there was a history of conflicts between him and Pryor, who was actually his landlord. Plaintiff describes a December 2012 confrontation between himself and Pryor as follows:
[Plaintiff's brief at 4-5].
Having discussed the parties' very different version of the facts of this case, the court now turns to the law.
In this case, there is but one federal claim asserted by plaintiff: a First Amendment retaliation claim. In the Fifth Circuit, a First Amendment retaliation claim involving a public employee requires a showing that (1) the plaintiff suffered an adverse employment decision, (2) the plaintiff's speech involved a matter of public concern, (3) the plaintiff's interest in speaking outweighed the governmental defendant's interest in promoting efficiency, and (4) the protected speech motivated the defendant's conduct. Kinney v. Weaver, 367 F.3d 337, 356 (5th Cir.2004) (en banc). The Fifth Circuit's reference to whether the protected speech "motivated" the defendant's conduct highlights the fact that U.S. Supreme Court precedent allows plaintiffs to exercise the "mixed motive" option in First Amendment retaliation cases. See Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977). Under this mixed-motive option, the plaintiff need only demonstrate that his speech was one factor among others motivating the defendant's conduct, and, if such a showing is made, it falls to the latter to demonstrate that it would have made the same decision even absent retaliation. Id.
It should be apparent from the foregoing discussion that there are very large differences between the versions of the facts of this case set forth by plaintiff and defendants. While there is clearly a great deal of unflattering evidence against plaintiff in this case, this court emphasizes that, at the summary judgment stage, it is required to view the facts in the light most favorable to him, as the non-moving party. Plaintiff has submitted his sworn testimony that the Denisons did, in fact, seek to intervene on Pryor's behalf, and the notion that they might have taken exception to plaintiff's refusal to do so does not strike this court as being an implausible one. On the other hand, defendants note that the actual decision to fire plaintiff was not made by the Denisons alone, but required the vote of certain newly-elected board members who had no apparent concerns regarding Pryor's prosecution.
In light of the foregoing, if this were a case where a First Amendment retaliation claim were applicable, then this court would likely have a difficult call to make regarding whether fact issues existed with regard to it. In the court's view, however, the First Amendment retaliation cause of action is simply not applicable in this case. In so concluding, the court emphasizes that, in twenty-two pages of briefing, plaintiff fails to cite a single decision in
Cases involving plaintiffs who allege that they were fired for refusing to engage in such conduct have been the subject of frequent consideration by state courts. As noted in the introduction to an ALR article on this subject:
Common-Law Retaliatory Discharge of Employee for Refusing to Perform or Participate in Unlawful or Wrongful Acts, 104 A.L.R.5th 1 (2002). Indeed, plaintiff has asserted such a public policy-based claim under Mississippi law in this case, and it is therefore clear that he himself maintains that there exists a state law vehicle for him to obtain recovery in this case. Plaintiff's failure to cite any federal law supporting his First Amendment retaliation claim is particularly glaring in light of the fact that he faces a qualified immunity defense in this case, which this court discusses below. Such a defense, once raised, requires the plaintiff to "put his legal cards on the table" and demonstrate that the defendants' actions were contrary to clearly established federal law.
Plaintiff's lack of authority aside, this court concludes that defendants have affirmatively established in their own briefing that no First Amendment retaliation cause of action may be maintained in this case. In arguing that the First Amendment retaliation cause of action is inapplicable here, defendants rely primarily upon the U.S. Supreme Court's decision in Garcetti v. Ceballos, 547 U.S. 410, 421, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006), which held that there is no First Amendment protection at all when public employees make statements as part of their official duties. The Fifth Circuit has observed in this context that:
Based upon this authority, defendants argue in their brief that:
[Defendant's brief at 17].
While the court agrees with defendants that any speech by plaintiff in this case occurred as part of his official duties, it will address an additional issue first: whether the actions for which plaintiff claims to have been terminated in this case constituted "speech" at all.
This court conducted a Westlaw search which revealed eight First Amendment retaliation cases decided so far this year in this circuit, in which Garcetti was cited. While the results in these cases varied, all but one of them involved an identifiable statement or communication which, the plaintiff asserted, enjoyed First Amendment protection. See Hardesty v. Cochran, 621 Fed.Appx. 771, 774-75, 2015 WL 4237656, at *2 (5th Cir. July 14, 2015) (plant manager for a water district informed district's customers about a planned annexation); Culbertson v. Lykos, 790 F.3d 608, 614 (5th Cir.2015) (police technicians reported concerns about the
The one arguable exception is Phillips v. City of Dallas, 781 F.3d 772, 774 (5th Cir.2015), where an employee who was fired after announcing his candidacy for political office claimed his activities were protected by the First Amendment. Like this case, Phillips involved an act rather than a verbal statement, namely the act of running for political office. However, running for office strikes this court as having far clearer First Amendment implications than plaintiff's actions in this case. That being the case, the court deems it significant that the Fifth Circuit in Phillips acknowledged that it had previously hedged on the issue of whether running for political office enjoys First Amendment protection. See James v. Texas Collin Cnty., 535 F.3d 365, 377 (5th Cir.2008) ("[i]t is unclear that the First Amendment provides a right to run for office that extends generally to government employees.") Indeed, some federal circuits maintain even today that the First Amendment does not extend to political candidacy alone, see Greenwell v. Parsley, 541 F.3d 401, 404 (6th Cir. 2008), although the Fifth Circuit held in Phillips that it does.
The issue in this case is not, of course, the First Amendment protection enjoyed by candidates for public office, though the court nevertheless deems the law in that context to be relevant here. In the court's view, the fact that federal appellate courts have hedged and differed on the constitutional protections relating to an act with far more obvious First Amendment implications than plaintiff's actions in this case highlights the fact that federal courts will not allow the protections of the First Amendment to be lightly claimed. This is consistent with the First Amendment's status as one of the Constitution's most cherished protections, rather than a vague "catch all" provision covering a variety of conduct, as plaintiff seeks to use it in this case.
As noted previously, plaintiff alleges in his brief that his refusal to "fix" Pryor's DUI was accompanied by statements he made, specifically the following:
This court wishes to be clear that it is not holding that plaintiff's statements quoted above do not constitute speech. Rather, this court is holding that, under plaintiff's own version of the facts of this case, he was not terminated on the basis of any such speech, since it was merely incidental to the actions which he claims motivated
The simple fact is that we live in a world made up of individuals who generally have the ability to speak and who routinely use that ability to explain any actions they might take. By the same token, individuals use that same ability when they request that certain action be taken. As such, if all that were required in this context was a plaintiff being able to point to words that came out of an individual's mouth in the course of taking a particular action, then a vast number of cases would suddenly become First Amendment cases. This is a retaliation case, and, as quoted above, plaintiff maintains that "Ray and Patti Denison asked him to `do something with the [D.U.I.] charge.'" Thus, plaintiff himself acknowledges that the Denisons were interested in his actions, not his words, and the mere fact that he inevitably used the medium of speech to communicate his refusal to take that action does not transform this into a First Amendment case. This is, rather, a fairly prototypical case for determining whether Mississippi's public policy against terminating an employee for refusing to participate in wrongful or illegal conduct was violated, and plaintiff should have asked state courts to decide this issue, since diversity jurisdiction is clearly lacking.
Even a cursory review of the Fifth Circuit's opinions in this context make it clear that a plaintiff must do far more than make boilerplate assertions that he engaged in First Amendment-protected activity. In James, for example, the Fifth Circuit wrote that:
James, 535 F.3d at 376. Thus, the Fifth Circuit has required that plaintiffs state specifically what activity they engaged in that enjoys First Amendment protection, and it has carefully scrutinized their allegations in this regard. In his briefing in this case, plaintiff clearly alleges that it was his act of refusing to "fix" the DUI charge, rather than any statements made in conjunction with same, which led to his termination. Thus, plaintiff contends that he was terminated for his conduct, and he appears to simply assume that his actions in this regard constituted First Amendment-protected activity. This court finds this assumption to be erroneous.
While the U.S. Supreme Court has held that the protections of the First Amendment may extend to certain physical acts, it has stressed that it will only do so if they are "sufficiently imbued with elements of communication" to warrant that protection. In Texas v. Johnson, 491 U.S. 397, 403, 109 S.Ct. 2533, 2538, 105 L.Ed.2d 342 (1989), a "flag burning" case, the U.S. Supreme court emphasized that, prior to considering the requirements of the First Amendment "[w]e must first determine whether Johnson's burning of the flag constituted expressive conduct, permitting him to invoke the First Amendment in challenging his conviction."
Johnson, 491 U.S. at 404, 109 S.Ct. 2533 (citations omitted).
Based upon this authority, this court concludes that plaintiff's actions in refusing to "fix" a DUI arrest can not reasonably be regarded as acts "sufficiently imbued with elements of communication" to warrant protection by the First Amendment. Indeed, plaintiff's rather ministerial act of simply doing his job stands in sharp contrast to the communicative acts cited by the Supreme Court in Johnson, such as wearing black armbands to protest the Vietnam War. See Tinker v. Des Moines Independent Community School District, 393 U.S. 503, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969). Moreover, while plaintiff may argue that his refusal to fix the DUI charge communicated a message to the Denisons that "it is wrong to violate the law," or something to that effect, his actions in this regard involved nothing more than him doing the job he was paid to do and obeying the laws he was obligated to obey. Indeed, it seems clear that laws, by their very nature, regulate conduct in such a mandatory manner that an employee can not reasonably be characterized as having engaged in personal expression by following them. Accordingly, plaintiff is entitled to no special First Amendment protection for simply doing his job in the manner required by law.
The First Amendment's guarantee of free speech is designed to protect expression; its mandate is not to combat all manners of societal ills. The fact that the First Amendment does not apply in this context is clear enough from the fact that, as discussed previously, states throughout the country have developed public policy-based exceptions to the employment-at-will doctrine which prohibit terminating an employee for refusing to engage in wrongful or unlawful conduct. In the court's view, these public policy considerations are extremely important ones, but they have nothing to do with the First Amendment's protection of free speech, at least in the typical case. It thus seems clear that plaintiff should not have chosen to couch his claims in terms of the First Amendment at all, and he should have filed his state law claims in the Mississippi state courts which, unlike federal courts, have the authority to establish the state's public policy in this context.
In light of the foregoing, the court concludes that plaintiff was not terminated
In arguing that Garcetti's bar is inapplicable, plaintiff maintains that the act of fixing a DUI charge would have been outside the scope of his job duties. Specifically, plaintiff argues in his brief that:
[Plaintiff's brief at 11].
This argument misses the point. Plaintiff's theory of this case is not that he was fired because he fixed a DUI charge, but because he refused to do so. In other words, plaintiff claims that he was fired because he performed his job correctly. As stated previously, this court concludes that simply performing one's job duties in the manner required by law does not constitute "speech" at all. Nevertheless, if this court were to assume otherwise, then plaintiff's "speech" at issue in this case clearly fell within his job duties based on the law set forth in Garcetti. Indeed, it is difficult to imagine what could be considered speech more integral to one's job duties that stating, in effect, "I will perform my official duties in the manner required by law."
Plaintiff relies upon the U.S. Supreme Court recent decision in Lane v. Franks, which held that the First Amendment may still apply when employees make statements relating to their public employment, since the question "is whether the speech at issue is itself ordinarily within the scope of an employee's duties, not whether it merely concerns those duties." ___ U.S. ___, ___, 134 S.Ct. 2369, 2379, 189 L.Ed.2d 312 (2014). Thus, in Lane, the Supreme Court held that an employee's testimony at a public trial constituted "citizen speech" even though the content of that testimony related to corruption at his workplace. Lane, 134 S.Ct. at 2373.
In the court's view, a comparison of the facts of Lane and the instant case merely demonstrates that any alleged speech by plaintiff occurred in the course of his official duties. In concluding that the trial testimony at issue in Lane constituted citizen speech, the Supreme Court emphasized that the obligation to testify truthfully at trials was one borne by all citizens:
Id. at 2378.
In this case, plaintiff alleges that his actions, not testimony or words, led to his termination, and Lane thus strengthens this court's previously-stated conclusion that plaintiff was not terminated for any First Amendment protected "speech" in this case. That issue aside, it is clear that any arguable "speech" in this case occurred in the course of plaintiff simply doing his job of enforcing the law equally towards all citizens. It is difficult for this court to imagine what conduct could be more integral to a police chief's job. Moreover, the pressure which plaintiff alleges he received from the Denisons to make the charges against Pryor "go away" only came about, under his theory of the case, because they believed that he had the power vested in him by his position as police chief to accomplish such. Furthermore, the Lane analogy is clearly inapplicable here, since any communications between plaintiff and the Denisons occurred not at a public trial or public proceedings, but rather in private conversations between them.
In light of the foregoing, the court concludes that there was no First Amendment violation in this case and that plaintiff's federal claims are due to be dismissed against all defendants. Out of an abundance of caution, however, the court will alternatively discuss the qualified immunity defense raised by the two individual defendants in this case, the Denisons. This defense places additional obstacles before plaintiff, above and beyond requiring that a constitutional violation be shown. The Fifth Circuit has described the basic qualified immunity standard as follows:
Johnson, 565 Fed. Appx. at 290, citing Freeman v. Gore, 483 F.3d 404, 410-11 (5th Cir.2007). This court has previously concluded that the first part of the qualified immunity test has not been met in this case, since it has found that plaintiff was not fired on the basis of any First Amendment-protected activity in this case. In the event that the Fifth Circuit disagrees with this court's conclusion in this regard, however, the second part of the qualified immunity doctrine will still be relevant as to the Denisons, and this court will accordingly address it.
Part of the power of the qualified immunity doctrine arises from the fact that it must simply be raised as a defense by a defendant, and the plaintiff has the burden of establishing the proof and arguments necessary to overcome it. See Pierce v. Smith, 117 F.3d 866, 871-72 (5th Cir.1997) (noting that the plaintiff bears the burden of demonstrating that an individual defendant is not entitled to qualified immunity). Once again, plaintiff's burden in this regard includes an obligation to demonstrate
In Plumhoff v. Rickard, ___ U.S. ___, 134 S.Ct. 2012, 188 L.Ed.2d 1056 (2014), the Supreme Court recently emphasized that:
Plumhoff, 134 S.Ct. at 2023. Thus, the U.S. Supreme Court has stressed that plaintiffs' burden of demonstrating that defendants violated "clearly established law" requires not a citation to generalized principles of law, but, rather, specific authority on point which "placed the statutory or constitutional question" confronted by the official "beyond debate." Id. Moreover, the Supreme Court has very recently indicated that, to demonstrate that the law in this regard was "clearly established," the plaintiff must be able to cite either a decision from that Court or a "robust consensus of cases of persuasive authority in the Courts of Appeals." Taylor v. Barkes, ___ U.S. ___, 135 S.Ct. 2042, 192 L.Ed.2d 78 (2015), citing City and County of San Francisco v. Sheehan, ___ U.S. ___, 135 S.Ct. 1765, 1778, 191 L.Ed.2d 856 (2015).
In light of the foregoing, it is a fatal weakness of plaintiff's case that, in response to the qualified immunity defense, he cites the following authority in support of his claims:
[Plaintiff's brief at 15].
Thus, plaintiff cites state, not federal law, in response to defendant's qualified immunity defense, and the court views this as being close to a concession of that defense. In so concluding, the court emphasizes that qualified immunity is only a defense to federal, not state claims. As such, the grant of qualified immunity in this order will have no effect upon any state law claims plaintiff might wish to assert against the Denisons. The "flip side" of this fact is that it is incumbent
Once again, plaintiff alleges only one federal cause of action against the Denisons: a First Amendment retaliation claim. It is therefore incumbent upon him to establish that there was either a U.S. Supreme Court decision or a "robust consensus" of federal appellate decisions which "clearly established" that the Denisons' alleged actions constituted unlawful First Amendment retaliation. Plaintiff has not even attempted to make such a showing in this case, and, in so doing, plaintiff has also made it clear that he simply lacks authority in support of his First Amendment retaliation claims. Moreover, the fact that he raised state, not federal law, in support of his claims strengthens this court's conclusion that this is an action which should have been filed in state, not federal court.
Plaintiff cites the U.S. Supreme Court's decision in Hope v. Pelzer, 536 U.S. 730, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002) for the proposition that state law may give a plaintiff "fair warning" that his conduct is unlawful, even in the absence of federal appellate precedent. While the court understands the point plaintiff is trying to make in citing Hope, the decision is very different from the one here. In Hope, the Supreme Court considered an Eighth Amendment claim in a case where prison guards handcuffed a prisoner to a hitching post on two occasions, one of which lasted for seven hours without regular water or bathroom breaks. Among other facts, the Supreme Court noted that "[a]t one point, a guard taunted him about his thirst." Hope, 536 U.S. at 738, 122 S.Ct. 2508. Faced with these facts, six Supreme Court Justices concluded that the Eleventh Circuit erred in concluding that the defense of qualified immunity was available to the defendants. In so concluding, the Court observed that "[a]s the facts are alleged by Hope, the Eighth Amendment violations [are] obvious." Id.
In subsequent decisions, the Supreme Court has explained Hope as standing for the proposition that a failure to cite federal appellate authority supporting a claim may be excused in cases where the constitutional violation is "obvious." In the 2004 decision of Brosseau v. Haugen, for example, the Supreme Court wrote that:
After concluding in Brosseau that the case at bar did not involve an "obvious" constitutional violation such as in Hope, the Supreme Court proceeded to consider whether federal appellate authority in that case served to clearly establish the federal law in question. Brosseau, 543 U.S. at 200, 125 S.Ct. 596. The Supreme Court concluded that the federal appellate authority in question did not clearly establish that the conduct at issue in that case (firing at a dangerous suspect fleeing in a high speed chase) violated the Fourth Amendment and accordingly upheld the defendant's qualified immunity defense. Id. at 201, 125 S.Ct. 596.
The Supreme Court's analysis in Brosseau is quite typical of its recent qualified immunity decisions. Indeed, the fact that the Supreme Court has repeatedly required that such federal authority be provided in qualified immunity decisions since Hope illustrates that "obvious" cases requiring no such authority are rare indeed. See, e.g. Ashcroft v. al-Kidd, 563 U.S. 731, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011); Plumhoff v. Rickard, ___ U.S. ___, 134 S.Ct. 2012, 2023, 188 L.Ed.2d 1056 (2014). As noted previously, the most recent Supreme Court decisions appear to even be "upping the ante" in this regard by requiring either a decision of that Court or a "robust consensus" of federal appellate decisions in order to "clearly establish" the federal law in question. Taylor, 135 S.Ct. at 2044; Sheehan, 135 S.Ct. at 1778.
Under these circumstances, plaintiff's reliance upon Hope to excuse the fact that he offers only state law authority is not well taken. First and most importantly, this is not a case where a First Amendment violation is "obvious," indeed, this court has concluded that no such violation occurred at all. In Hope, taunting prison guards tied a prisoner to a post with no water or bathroom breaks. Under those circumstance, it was quite obvious that such sadistic conduct violated the Eighth Amendment's prohibition on cruel and unusual punishment, even in the absence of precedent dealing with that specific form of sadism. Plaintiff emphasizes that, in buttressing its conclusion in this regard, the Supreme Court in Hope cited Alabama state penal regulations which arguably prohibited the conduct in question. Hope, 536 U.S. at 738, 122 S.Ct. 2508. Once again, however, the Supreme Court concluded that an Eighth Amendment violation was obvious from the plaintiff's allegations alone, and it merely used state authority to buttress that conclusion.
Plaintiff also cites the U.S. Supreme Court's decision in Safford Unified School Dist. # 1 v. Redding, 557 U.S. 364, 377, 129 S.Ct. 2633, 174 L.Ed.2d 354 (2009), for the proposition that "[t]he unconstitutionality of outrageous conduct obviously will be unconstitutional." Much like Hope, however, Safford is clearly distinguishable from this case. The Supreme Court described the issue in Safford as being "whether a 13-year-old student's Fourth Amendment right was violated when she was subjected to a search of her bra and underpants by school officials acting on reasonable suspicion that she had brought forbidden prescription and over-the-counter drugs to school." Safford, 557 U.S. at 368, 129 S.Ct. 2633.
As noted previously, plaintiff relies upon state statutes which prohibit, inter alia, "retaliation for anything lawfully done in the capacity of public servant," see § 97-9-127(1), or "obstruct[ing] or imped[ing] the administration of justice in any court." See § 97-9-55. In the court's view, this state law authority may well buttress plaintiff's state law claim that his termination was in violation of Mississippi public policy. However, this authority by no means buttresses his claim that his termination violated the First Amendment to the U.S. Constitution. The state statutes upon which plaintiff relies say nothing about free speech or any other First Amendment concerns, and, at any rate, it is federal appellate courts, and not the Mississippi legislature, which define the scope of the First Amendment to the U.S. Constitution.
In light of the foregoing, the court concludes that plaintiff has no valid First Amendment retaliation claim in this case, and this conclusion necessarily requires the dismissal of that claim against all defendants. Having addressed plaintiff's First Amendment claim on its merits, the court will now briefly address certain additional issues raised by the parties in their briefing.
This case involves an unusually large number of what may be regarded as "side issues," through which defendants seek dismissal of plaintiffs' claim based on procedural issues, preclusion doctrines or alleged perjury on the part of plaintiff. These issues have occupied a large part of the parties' time and briefing, and this court has considered their arguments on these issues carefully. Unfortunately, however, the court concludes that none of these side issues offer a clear path forward in this case, given that they involve unsettled issues of law and/or require a discretionary
The first side issue raised by defendants involves their efforts to bar plaintiff from contesting the finding of the Mississippi Department of Employment Security (MDES), in denying him unemployment benefits, that he was fired for engaging in wrongdoing, namely reading his co-worker's e-mails. The U.S. Supreme Court has established a general rule that "when a state agency acting in a judicial capacity... resolves disputed issues of fact properly before it which the parties have had an adequate opportunity to litigate, federal courts must give the agency's factfinding the same preclusive effect to which it would be entitled in the State's courts." See U. of Tenn. v. Elliott, 478 U.S. 788, 799, 106 S.Ct. 3220, 92 L.Ed.2d 635 (1986) (internal quotation marks, alteration, and citation omitted). The Supreme Court has established an exception to this general rule for cases where Congress has provided for a detailed administrative remedy such as that found in the Age Discrimination in Employment Act (ADEA), see Astoria Fed. Sav. & Loan Ass'n v. Solimino, 501 U.S. 104, 110-14, 111 S.Ct. 2166, 115 L.Ed.2d 96 (1991), but defendants correctly note that no such administrative remedy applies to plaintiff's First Amendment retaliation claims. Defendants further note that Mississippi state courts give preclusive effect to MDES decisions, although they do appear to require some indication that there were facts supporting the agency's decision. See, e.g., Raiola v. Chevron U.S.A., Inc., 872 So.2d 79, 84 (Miss.Ct.App. 2004).
Ultimately, however, this court finds the MDES preclusion issue to present a poor basis for deciding this case, since the Fifth Circuit has specifically reserved judgment on the issue of whether collateral estoppel applies to cases where, as here, a plaintiff proceeds under a "mixed motive option." In Cox v. DeSoto Cty., Miss., 564 F.3d 745, 748-49 (5th Cir.2009), the Fifth Circuit declined to decide this issue, since it found that the plaintiff in that case had not raised mixed-motive arguments before the district court. Id. In this case, by contrast, plaintiff has clearly asserted the mixed motive option as to his First Amendment retaliation claim, and, as noted previously, the U.S. Supreme Court's decision in Mt. Healthy gives him the right to do so. In light of the foregoing, it is simply unclear whether collateral estoppel applies to the MDES' findings in this case, and this court therefore declines to decide this issue based on little more than an educated guess regarding the applicable standards.
This court also finds a considerable lack of legal clarity as to the side issues arising from defendant's contention that plaintiff committed perjury in his deposition when he falsely asserted that he was certified as a full-time police officer. Defendants give their arguments on this issue very extensive weight in their briefing, setting forth in detail plaintiff's alleged dishonesty in this regard. From this court's review of the record, there does appear to be strong evidence suggesting that plaintiff engaged in a deliberate deception regarding his certification. Indeed, it appears to be undisputed that plaintiff enrolled in the Mississippi Law Enforcement Officer Training Academy in an attempt to gain his full-time
Defendants argue that this court should find that plaintiff committed perjury on this issue and dismiss the case with prejudice on this basis. It is well established that "[t]he authority to sanction a party for committing perjury is derived from the inherent power to prevent fraud from being perpetrated upon the court." See Chambers v. NASCO, Inc., 501 U.S. 32, 44, 111 S.Ct. 2123, 115 L.Ed.2d 27 (1991). The Fifth Circuit has stated that dismissal with prejudice is an appropriate sanction when "`a clear record of delay or contumacious conduct by the plaintiff[ ]'" exists and when "`lesser sanctions would not serve the best interests of justice.'" Brown v. Oil States Skagit Smatco, 664 F.3d 71, 77 (5th Cir.2011). In the court's view, while there may well be a "clear record of delay or contumacious conduct by the plaintiff'" on this issue, it is less clear whether some lesser sanction, such as a harshly worded jury instruction, would suffice in this regard. Once again, this court prefers to decide cases based upon clear principles of law rather than somewhat murky discretionary doctrines, and it therefore regards this as being a less-than-ideal basis to decide this case. At any rate, it is clearly unnecessary to decide whether plaintiff's dishonesty should bar his claims, since this court has found that his First Amendment claim lacks merit regardless. The court therefore will make no findings on this issue.
In a related argument, defendant contends that plaintiff's lack of certification should be considered against him in determining the factual merits of his First Amendment retaliation claim. In response, plaintiff argues that any such evidence of lack of certification should be considered, at most, as after-acquired evidence limiting his damages under the Supreme Court's decision in McKennon v. Nashville Banner Pub'l Co., 513 U.S. 352, 362, 115 S.Ct. 879, 130 L.Ed.2d 852 (1995). In their brief, defendants argue that "Boisseau's retaliation claim is a nonstarter because he was never qualified to serve as Walls' police chief." Based upon the parties' briefing, however, defendants do not appear to have any binding authority in support of applying a "qualification" requirement to a First Amendment retaliation claim, although they do cite authority suggesting that the Fifth Circuit might adopt such a holding in an appropriate case.
Defendants cite Fullen v. Galveston Indep. Sch. Dist., 564 F.Supp.2d 719, 733-34 (S.D.Tex.2008) for the proposition that a qualification requirement exists in this context, but Fullen involved a Title VII retaliation claim, not a First Amendment retaliation claim. Defendants also rely upon a footnote in the Fifth Circuit's decision in Charles v. Grief, 522 F.3d 508, 510 n. 2 (5th Cir.2008) for the same proposition, but the elements of a First Amendment retaliation claim quoted in that footnote include no mention of any qualification requirement. Defendants thus fail to offer this court any authority in support of their argument on this issue. It appears to this court that the most defendants can offer in this context is an argument that the Fifth Circuit would extend a qualification requirement to First Amendment retaliation claims in an appropriate case, since it has applied such a requirement to Title VII, ADEA and ERISA retaliation claims. Indeed, in deciding to extend the qualification requirement to ADEA retaliation claims, the Fifth Circuit wrote in Holtzclaw v. DSC Communications Corp. that:
255 F.3d 254, 260 (5th Cir.2001).
In the court's view, this rather broadly-worded language in Holtzclaw provides defendants with a reasonable argument that the Fifth Circuit would extend the qualification requirement to First Amendment retaliation claims in an appropriate case. At this juncture, however, this argument appears to be just that: an argument, and not the sort of binding precedent upon which this court prefers to base its summary judgment rulings. The court therefore does not regard this issue as constituting a proper basis for dismissing plaintiff's First Amendment retaliation claim.
Having said that, this court does find, as a factual matter, that defendants have presented strong evidence in their briefing and attached submissions that, contrary to his representations, plaintiff did not obtain full-time certification for the position he held. As noted by defendants:
In his briefing, plaintiff merely notes his deposition testimony regarding his alleged belief that he had obtained full-time certification based on his "street training." No actual proof substantiating this professed belief has been submitted, however, and it therefore appears that plaintiff has been caught in a sustained deception on this issue.
In light of the foregoing, this court agrees with defendants that plaintiff lacks the basic certification qualification for the job at issue in this case. As such, if this court were to conclude that the rationale set forth in Holtzclaw applied equally to First Amendment retaliation claims, then it would find plaintiff's claim to be meritless on this additional basis. This court does not regard it as being the proper province of a district court to purport to extend the law in such a manner, however, since this is a role properly performed by appellate courts. Of course, defendants may argue for the extension of Holtzclaw's rationale to First Amendment retaliation claims on appeal, but this court does not
For the reasons previously stated, the court concludes that plaintiff's First Amendment retaliation claim lacks merit because 1) he was not terminated on the basis of any protected speech in this case; and 2) even assuming that his conduct did constitute protected speech, it was clearly within the scope of his duties as police chief and thus enjoyed no First Amendment protection under Garcetti. The court therefore concludes that plaintiff's First Amendment retaliation claim is without merit and is due to be dismissed.
At this juncture, the sole remaining claims before the court are plaintiff's state law claims, including his claim that his termination by the City was in violation of Mississippi public policy. In a case such as this one, where all federal claims are dismissed prior to trial, 28 U.S.C. § 1367(c)(3) gives this court discretion to decline to exercise supplemental jurisdiction over the remaining state law claims. Indeed, the Fifth Circuit has noted that the "general rule favor(s) dismissal of state claims when the federal claims to which they are pendent are dismissed," see Guzzino v. Felterman, 191 F.3d 588, 595 (5th Cir.1999), and the court concludes that it should follow the general rule in this case. In so concluding, the court places significant weight upon the fact that Mississippi state courts have a strong interest in determining whether and under what circumstances the municipalities and officers of this state should be held liable under state law for allegations such as those in this case, particularly since these issues implicate the public coffers.
This interest is particularly strong in this case, since Mississippi state courts clearly have a strong interest in defining what is and is not against public policy under state law. Mississippi courts also have much greater experience in applying that state law, and only the Mississippi Supreme Court has the authority to make new law in this context, thus greatly increasing its flexibility to deal with novel issues of law, with no need for Erie guesses or the time-consuming certification process. Based on the parties' briefing, this court can discern a number of difficult state law issues which may arise in this case, including the applicability of the discretionary functions exception of the Mississippi Tort Claims Act to the facts of this case.
It is therefore ordered that defendants' motions for summary judgment are granted in part, as to plaintiff's federal claims, and this court declines to exercise supplemental jurisdiction over the remaining
A separate judgment will be entered this date, pursuant to Fed.R.Civ.P. 58.